Introduction

Slide 1

Slide 1

In order to understand the way light behaves, it is best to divide its properties into two different realms. For example, physical optics helps to explain how light has different colors, how lasers produce such energy, and how to deal with wavelengths invisible to the human eye, among other subjects. Geometric optics, on the other hand, describes how light travels through different materials, how lenses and prisms work, and the optics of the many instruments we use on a daily basis. This tutorial discusses some of the basic concepts of geometric optics by defining the various terms used in optics. More advanced aspects of geometric optics and how they apply to our practice of ophthalmology are discussed in the Advanced Geometrics tutorial.

Slide 2

Slide 2

Geometric optics treats light as tiny particles (photons) that travel in straight lines. These lines, or rays, may be in any direction - horizontal, vertical, or oblique. Light rays in a vacuum will continue to travel in a straight line until encountering a surface or interface, where they may change direction. For simplicity, it is assumed they travel in air the same as they do in a vacuum.

What happens when light rays pass through an interface? A good analogy is riding a bicycle on a hard surface and then encountering a different surface such as sand or mud. Two things happen. First, the bicycle slows down and, second, the wheel tends to turn and the bike changes direction. Similarly, when light travels through air and then strikes a transparent surface, like a piece of glass, the ray of light slows down and changes direction. The ability of the substance to slow and bend rays of light is described by its refractive index. The refractive index of a medium is

The refractive index of any medium will be greater than 1.0. The greater the medium slows light, the higher is its refractive index.

Slide 3

Slide 3

I have described how light rays are slowed when entering a medium denser than air, and how refractive index is related to this. Now let's review how the direction is also changed. The change of direction is related to a line that is perpendicular to the surface through which the light is passing, the "surface normal" (Slide 1). Light rays will strike the surface at an angle (relative to the surface normal) known as the angle of incidence and, when a ray passes through the interface, it will have a new angle, the angle of refraction. If the ray is traveling from a medium with a lower refractive index into one of higher refractive index, it will be bent (refracted) toward the surface normal (Slide 2). Conversely, if traveling from a higher refractive index medium to a lower one, the ray of light will be refracted away from the surface normal (Slide 3). A special circumstance arises when a ray traveling from a medium of higher refractive index to one of lower index and is at such a high angle, relative to the surface normal, that it is reflected from the surface, rather than passed through and refracted (Slide 4). The angle at which reflection first occurs, rather than refraction, is call the "critical angle," and this event is termed "total internal reflection."

The refractive index of the medium where the light starts is called n and that of the second medium is n'. If the angle in the first medium is i and the angle in the second is i', an equation can be created to describe the refraction of light at an interface between two media of different refractive indices. This is Snell's law.

This discussion has been based on refraction at plane (flat) surfaces. Snell's law also governs refraction at a curved surface, such as an ophthalmic lens. Using that equation and some trigonometric calculations, the power of a curved surface can be determined to be described by the equation

Slide 4

Slide 4

Where r represents the radius of curvature of the refracting surface in millimeters. For the full derivation of this equation, consult your favorite text on optics.

To determine where a lens would image a given object, we need to know more than the refractive power of the lens. We also need to know how the light rays are converging or diverging before and after they pass through the lens. The degree of convergence or divergence of light rays can be designated the dioptric power of the light. The amount of convergence or divergence of light emitted by a source (or reflected from an object) is dependent on how far the lens is from the source, and the dioptric power is the inverse of the distance (in meters) from the source or object. If an object is 1 m from a lens, light from that object will have 1/1 m = 1.0 D (diopter) power at the lens. Likewise, an object 2 m from the lens will dispense light which will have 1/2 m = 0.5 D at the lens. If the object is 0.5 m from the lens, the light will have 1/0.5 m = 2 D at the lens. The closer to the refracting surface, the greater is the dioptric vergence power; the farther from the surface of the lens, the less is the vergence power. Considering light after refraction, its power is determined by the distance to the image the lens creates.

Slide 5

Slide 5

Nearly all rays of light emanating from sources in nature are divergent, and by convention divergent light is given a negative power. Rays of light, which are acted upon by a lens or multiple lenses, mirror, or other surface, may be either divergent or convergent. Convergent rays are designated as having positive power. To simplify matters, light rays are described as if they are moving from left to right, although it is obvious they can travel in any direction.

The terms focal points and focal planes must be defined to fully understand the relationship among objects, images, and lenses. They all flow from the simple equation:

in which U is the vergence power (in diopters) of the rays of light from an object or source when they strike the lens and P is the dioptric power of the lens, that is, how much it changes the direction of the light rays, and V is the vergence power (in diopters) of the rays after they exit the lens. Obviously, given any two of these variables we may find the third. For instance, if an object is located 1 m from a +3.00 D lens, the image will be 0.5 m or 50 cm from the lens. Object vergence U = -1.00 (negative because the light rays are diverging when they strike the lens).

Since V = +2.00 D and vergence is the inverse of the distance from the lens, then the distance to the image is 1/V = 0.5 m (Slide 5).

Focal Points

Slide 6

Slide 6

When an object is placed 33 cm in front of a +3.00 D convex lens, the object rays have a vergence of -1/33 cm = -3.00 D (minus because the rays are divergent). According to the equation U + P = V, the vergence of the image (V) is zero, -3.00 + 3.00 = 0. This means the light rays emanating from the lens are parallel rays. This particular point, the point in space where light must originate to result in image vergence of zero, is termed the primary focal point of the lens (Slide 6).

Slide 7

Slide 7

The secondary focal point of a lens is defined as the point in space where the lens will focus an object at infinity (thus its rays are parallel when they reach the lens, and have zero vergence). Using a +3.00 D lens, the U + P = V equation would be 0 + 3.00 = +3.00. Therefore, the outgoing rays of light will have a vergence of +3.00 D and will be focused at a point 1/+3.00, or 33 cm, to the right of the lens (Slide 7).

Slide 8

Slide 8

So far I have been working with plus lenses, but now let us turn our attention to minus lenses and their primary focal points. Let's start with the secondary focal point, since it is a bit easier to explain. Remember, the secondary focal point is where parallel rays of light refracted by our lens will be brought to a focus. Since the incoming rays of light have a vergence of zero, if we use an example lens of -2.00 D power, then the equation will be U + P = V, 0 + (-2.00) = -2.00. The rays of light emanating from the -2.00 D lens will be divergent, since minus power indicates divergent light. They then would be focused (or seem to be coming from) a point 50 cm (1/-2.00 = 1/2 m = 50 cm) to the left of our -2.00 D lens (Slide 8).

Slide 9

Slide 9

You've seen how to derive the secondary focal point of a minus lens, but the primary focal point is slightly more difficult to conceptualize. However, if we use the formula, U + P = V, it becomes easier. By the definition of the primary focal point, the vergence of light rays after being acted upon by a -2.00 D lens will be zero. Therefore, V = 0. If P = -2.00 D, then U + (-2.00) = 0, and U = +2.00. The primary focal point of this lens is then to be found 1/+2.00 = 50 cm, to the right of the lens (Slide 9). The light must be converging toward that point, 50 cm from the lens, for it to be refracted by the lens to become parallel.

Focal Planes

Slide 10

Slide 10

Slide 11

Slide 11

As I have been discussing lenses, all the objects and images have been along the axis of the lens. What happens when two object points are situated off-axis? Let us consider an object at infinity, but off-axis. You know that the vergence of light rays from this object will be zero, or parallel rays of light. They will be refracted by the +3.00 D lens and will ultimately be focused 33 cm to the right of our lens (U + P = V, 0 + 3.00 = +3.00) in a vertical plane that is perpendicular to the axis. This is the secondary focal plane of the +3.00 D lens, the plane at which light from infinity will be focused (Slide 10).

The primary focal plane of a +3.00 D lens is determined in essentially the same manner as the secondary focal plane. If we take the rays of light from an off-axis object positioned 33 cm from the lens, these rays will be acted upon by the lens and will exit the lens with a vergence of zero (U + P = V, -3.00 + 3.00 = 0). This off-axis object must be situated on a plane perpendicular to lens axis at the primary focal point, the primary focal plane (Slide 11).

Lens Systems

Slide 12

Slide 12

So far you have learned about primary and secondary points and planes of a single lens. If you were to put two or more such lenses together and evaluate light passing through all of them, you would need to figure the vergence at the first lens and where it would image the object. Then that image would become the object for the second lens, and you would need to determine the image that lens would create, and so on down the line of lenses, until you had found the image created by the last lens in the system. With this information, you could calculate a primary and secondary focal point representing the entire system (Slide 12).

Slide 13

Slide 13

As you recall from the definition of the primary focal point, if you were to draw a ray from our object (O) which passes through F1, the primary focal point of the system, it must emerge from the last lens in the row parallel to the axis. Now if you trace a line back from the image (I), a line which is parallel to the axis, this line will intersect the ray from O which went through F1, since rays parallel to the axis after passing through the lenses must have "originated" at the primary focal point. A plane perpendicular to the axis at this intersection point is therefore the primary principal plane (L1) of the lens system. Similarly, we can draw a line parallel to the axis from our object, and extend it through the entire lens system, until it intersects a ray that passes through the secondary focal point of the last lens and also the image. That ray must have been parallel to the axis before the last lens refracted it, since such parallel rays pass through the secondary focal point by its definition. The plane perpendicular to the axis where these two lines meet is thus the secondary principal plane (L2) of the lens system. The advantage of these principal planes is that they define the properties of the entire lens system as if it were a single lens, and all the different lenses can be ignored.

Nodal Point
With a thin lens, the nodal point is where a ray from an object passes through the lens undeviated. With a thick lens, this ray will strike the first nodal point, be refracted, pass through the second nodal point, and finally emerge from the lens at the same angle as it entered the first surface of the lens (Slide 13). These points and planes - the primary and secondary focal points and planes, primary and secondary principal planes, and the nodal points - of a lens system are termed the cardinal points of the lens or system.